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Practical guide for foreign researchers in Spain 2006

10. Industrial and Intellectual Property

Introduction

Intellectual property is related to creations of the mind: inventions, literary and artistic works, symbols, names, images and drawings and models used in commerce.
In a broader sense, we can say that industrial and intellectual property is divided into two categories:

Given the purpose of this guide, we will focus on Industrial Property.

10.1 Protection of inventions: Industrial Property

A. Patents
A patent is an exclusive right granted for an invention, that is, a product or process that provides, in general, a new way of doing something or a new technical solution to a problem. Patent protection will only be granted for novel inventions that involve an inventive step as well as industrial applicability. For an invention to be patentable, it must meet the following three requirements:

a. Worldwide novelty
b. Inventive step
c. Industrial applicability

With regard to the novelty, it must be taken into account that an invention shall be considered to be new if it does not form part of the state of the art. The state of the art comprises everything made available to the public in Spain and abroad by means of a written or oral description, by use, or in any other way, before the date of filing of the patent application. This means that an invention made available to the public before filing of the patent application automatically destroys the novelty of the invention. Therefore, patent applications must be filed before any public disclosure of the invention, be it at a congress, in a specialised magazine, via the Internet, etc.

Patents are not granted for: discoveries, scientific theories, mathematic methods, literary, scientific and artistic works or any other aesthetic creation, rules and methods for the pursuit of intellectual activities, games, economic and commercial activities. Also excluded from patent protection are inventions whose exploitation would be contrary to public order, plant varieties (protected by specific plant variety rights), animal varieties or essentially biological processes for the production of plants or animals.

As Spain is a member of the European Union, Spanish lawmaking authorities have adopted the standards set by EU guidelines concerning industrial property. Therefore, Spanish legislation is on equal terms with the rest of European countries.

In Spain, an invention must be previously registered in order to acquire exclusive rights to the invention. Contrary to what happens in the USA for example, in Europe the first-to-file principle is applied: the first to file the application is entitled to the grant of the patent.

Patent protection is furthermore governed by the principle of territoriality, which means that patent protection is only enjoyed in those countries where the patent is registered. In any other country, the invention can be freely used and exploited by third parties, as it is considered to be public property. Accordingly, registration of the patent in the country of origin does not automatically provide protection in other countries, so in order to secure protection it will be necessary to also register the invention in other countries.
Spain has ratified the major international agreements in this area, which – except for rare exceptions – provide for the protection of rights in Spain of individuals who do not hold the Spanish nationality and grant protection to Spanish nationals in the majority of the remaining countries.

The modification of the Patent Law – which consists in the incorporation of the European Directives on the legal protection of biotechnological inventions into Spanish law – has turned out to be a major advance. The European Directives set clear limits on the Spanish legislation, attaching special importance to the defence of morality and public order by excluding from patentability any invention of which the exploitation is contrary to the aforementioned principles.

Patents are granted by a National Patent Office (In Spain, Spanish Patents and Trademarks Office: www.oepm.es) or by a regional Office covering several countries, such as the European Patent Office (EPO). This system provides protection through a European patent application presented in one of the European Patent Offices (EPOs), drafted in one of the official languages (English, French or German), in those European countries where protection for the invention is sought and which form part of the European Patent Agreement (31 countries on 1st January 2006). The European Patent Application, processed by the European Patent Office, has the same effect as a national patent, once it has been granted, in each of the States for which it is granted.

Patents in Spain, and in most countries of the world, are granted for a period of 20 years from the date of application. Nevertheless, to maintain the patent in force, it is necessary to pay annual maintenance fees, which are increased every year. When the term of the patent expires, the invention becomes public property and can be commercially exploited by third parties.

In the pharmaceutical sector however, the term of a patent covering a chemical-pharmaceutical product may be extended by a Complementary Protection Certificate up to a maximum of five years depending on the delay in the issuance of the corresponding health authorisation.
It is worth pointing out once more that researchers who believe their invention to be eligible for patentability should by no means make them available to the public, as this would destroy the invention’s novelty required for patent protection.

B – Utility models
This modality of protection is granted to inventions that – possessing novelty and involving an inventive step – are considered to be a new configuration, structure or mechanism of any object, that results in a functional improvement in its use or manufacture. Utility models require a lower level of inventive step than patents and require only nationwide novelty (contrary to the requirement of worldwide novelty for patents). Utility models are granted for a shorter period (10 years) than patents (20 years). This form of protection is particularly useful for protecting tools, objects and other devices of everyday use.

C – Industrial designs
An industrial design is the external appearance of the whole or part of an article resulting from features of, in particular, lines, contours, colours, shape, texture or materials of the product or its ornamentation. Industrial designs can be two-dimensional or three-dimensional. At present there are three different ways to apply for protection of industrial designs: National System, European Community System (through the OAMI) and International System.

D – Topographies of semiconductor products (microchips)
Spanish law grants a 10-year protection period for topographies of semiconductor products (semiconductor integrated circuits, also known as chips). The object of protection is not the integrated circuit, but the physical aspects of the object, that is, the physical arrangement of all its elements.

E - Computer programmes
Contrary to what happens in the USA and Japan, computer programmes in Spain, as well as in the rest of European countries, are not eligible for patent protection, as they are not considered as patentable inventions within the meaning of the European Patent Law. Computer programmes and the programming information are protected by copyright in the field of intellectual property and have, except for rare exceptions, the same treatment as literary works.
In Spain, copyright arises automatically on the creation of the copyright work, without the need for registration. It is however possible to register the copyright work at the Intellectual Property Register or get a notary attest for the purpose of providing proof before third parties in case of infringement of the copyright of programmes.
Contrary to the legislation of other countries, the ownership of copyright in Spain is always granted to the author of the copyright work, unless it was created in the course of employment. If the work is created within the scope of employment, the employer and not the author is the owner of the copyright.

F – Plant varieties
Plant varieties are a modality of industrial property governed by a substantially similar regime to that of patents. A plant variety is a well-defined plant grouping with several distinctive features that remain unchanged in successive reproduction processes and has the ability to self-propagate without alteration.

10.2. Employment inventions: who should register the invention?

Law is very clear in this respect. The researcher can be working in one of the following three situations:

Company
Inventions, created by employees in the course of their employment relationship with the company, which are the result of a research activity which may be implicitly or explicitly deemed a part of the object of the employment contract, shall belong to the employer.
The employee, as the author of the invention, will only be entitled to a compensatory remuneration if the personal contribution for the invention and the importance of it for the company obviously exceeds explicitly or implicitly the content of the contract or the work relation.

University
The ownership of inventions created by university professors while conducting research at the university in the scope of their teaching and research activities, shall belong to the University. Nevertheless, the university professor is entitled to participate in the benefits gained by the university through the exploitation or licensing of the copyrights on the invention. The University Statutes shall determine the terms and amounts of this participation.

Independent
Ownership of the copyright on inventions that were not created under any of the abovementioned circumstances shall belong to the employee, as author of the invention.

10.3 Official organisations. Where to apply for patent registration?

Spanish Patents and Trademarks Office
The Spanish Patents and Trademarks Office (OEPM) is an Independent Organisation of the Ministry of Industry, Tourism and Commerce responsible for the promotion and support of technological and economic development by providing legal protection to the different modalities of industrial property through the concession of invention patents, utility models, industrial designs and models, protection of topographies of semiconductor products, trademarks and trade names, and by disseminating information on patent registration.

The OEPM has, thus, a twofold mission:

The web page of the OEPM (www.oepm.es) offers plenty of information on the procedures and legislation in force.

Address and telephone numbers:
c/ Panamá, 1
28071 Madrid
Tel: (central) 91 792 58 04
Tel: 902 157 530 (opening hours: from Monday to Friday from 9:00 to 14:30 h.)
Fax: 91 349 55 97

Office of Harmonisation for the Internal Market (OHIM)
The Office of Harmonisation for the Internal Market (OHIM) is an official organisation of the European Union for the registration of brand names, trademarks and designs in all EU Member States. The OHIM is in charge of the registration of EU trademarks and EU models and designs:

Trade mark and design registration:

For more information, please contact the European Office in Alicante (Spain):

OAMI (OHIM)
Avda. de Europa, 4.
Apartado de Correos 77. 03080 Alicante (Spain)
Tel.: +34 96 513 88 00
E-mail: information@oami.eu.int
Web: http://oami.eu.int/

European Patent Office (EPO)
The mission of the EPO is to support the innovation, competitiveness and economic growth for the benefit of all European citizens. Its mission is to grant European patents on inventions through a centralised procedure. By filling out one single application form in one of the three official languages (English, French or German) you can be granted protection in one or all the signatory countries.

Spanish Association of Industrial Property Agents (COAPI)
When registering patents, it is recommended to work with an Industrial Property Agent. Below you find the contact details of the Spanish Association of Industrial Property Agents (COAPI). The web page of the COAPI has a list of Agents from which you can select the agent of your choice:

COAPI
Montera, 13 - 28013 Madrid
Tel: 91 522 38 24
Fax: 91 522 13 03
Web: www.coapi.org

Patent application data in Spain for 1999-2003

Patent Application
1999
2000
2001
2002
2003
National way (direct)
2,859
3,111
2,094
3,055
3,081
Residents
2,438
2,709
2,523
2,763
2,804
Non-residents
421
402
381
292
277
European way (direct)
49,166
53,356
55,377
47,164
52,000
Residents
308
315
359
359
n.d.
Non-residents
48,858
53,041
55,018
48,641
n.d.
Euro-PCT
71,123
87,817
100,683
109.486
92,000
Residents
440
606
634
626
n.d.
Non-residents
70,683
87,312
100,149
106.375
n.d.
PCT(at national level)
86
83
91
76
89
Residents
1
2
5
8
n.d.
Non-residents
85
81
86
71
n.d.
EUROPEAN PATENT APPLICATIONS WITH PRIORITY IN SPAIN
 
365
469
449
309
n.d.

Source: Spanish Trademarks and Patents Office.
Published in the 2003 Annual R&D&I Report. Ministry of Education and Science.

As shown in the data presented above, 2003 saw a 0.85% increase in the number of patent applications filed for by residents at the Spanish Trademarks and Patents Office. With regard to the patent applications filed for through the European way (applications presented directly at the European Patents Office and which are designated to Spain), the increase as compared to 2002 amounted to 10.25%.

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